Theodore Cooke Waters Iii

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2019-06-12
MD	RA	APPROVED	2014-02-18
TX	RA	APPROVED	2014-02-14

DC RA
APPROVED

Since 2019-06-12
MD RA
APPROVED

Since 2014-02-18
TX RA
APPROVED

Since 2014-02-14

Branch Locations

1201 Wills Street Suite 700, Baltimore, MD 21231 • United States

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Baltimore	MD	02/2014	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

02/2014 → Present

Morgan Stanley Smith Barney Llc

Baltimore, MD
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

1995-10-03 → 2014-02-24

Deutsche Bank Securities Inc.

Baltimore, MD

Baltimore, MD

Baltimore, MD

Other Businesses

Rental Property; Non Investment related; Rental; Proprietor; Stevenson MD; 09/2014; 0,0 *308472 - H&A Patches LLC; Investment related-Yes; Towson, Maryland; Real Estate; Manager (proprietor, partner, officer, director, employee, trustee, agent); 12/2019; During business hours: 2; After business hours: 0; Administrative, Check Signing/Funds Disbursements *330251- St. Thomas Episcopal Church; Investment related -No; Owings Mill, Maryland; Non-Profit; Investment Committee, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0.5; After business hours: 0; Part of monitoring our investment advisor

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-01
S63	Uniform Securities Agent State Law Examination	1993-06-03

S65 Uniform Investment Adviser Law Examination

1995-08-01
S63 Uniform Securities Agent State Law Examination

1993-06-03

Other Names

Ted Waters
Theodore Cooke Waters
Theodore Cook Waters
Theodore Cooke Waters

View on SEC IAPD