Best Investors
Account
Sign in
Best Investors
Account
Sign in
67 Main Street, Newfields, NH 03856 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2021-06-03 |
| MA | RA | APPROVED | 2020-11-19 |
| NH | RA | APPROVED | 2020-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portsmouth | NH | 02/2015 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 11/2016 | 03/2018 |
| One Day In July, Llc | Portsmouth | NH | 02/2018 | Present |
| Middle Street Capital, Llc | Portsmouth | NH | 09/2020 | Present |
1. I am a Public Member of the New Hampshire Board of Mental Health Practice, 121 South Fruit Street, Suite 303, Concord, NH 03301. The Board is engaged in non-investment related activity consisting of professional licensure and certification of mental health professionals, as well as advising the State and Governor of New Hampshire on the status of mental health professional services in New Hampshire. My start date was March 1, 2018. I devote approximately 7 hours per month to this business, of which approximately 6 hours are during securities trading hours. My duties include: reviewing mental health professional standards and practices in the State of New Hampshire as well as reviewing disciplinary proceedings and licenses of mental health practitioners. 2. Currently an IAR associated with One Day In July, LLC, Burlington VT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-15 |
Reach out to this advisor