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Alissa A. Lee

Wells Fargo Clearing Services, LLC

San Jose, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-20
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2021-10-20
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

1068 E Brokaw Rd Ste 10, San Jose, CA 95131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Jose CA 02/1997 Present
Wells Fargo Advisors Llc San Jose CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
  • 02/1997 → Present
    Wells Fargo Bank, N.A.
    San Jose, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Jose, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
Previous Registrations
  • 2007-09-03 → 2011-01-03
    Wells Fargo Investments, Llc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-01
  • S66 Uniform Combined State Law Examination
    2007-09-01

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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