Michael Sean Dugan

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 11/2019
  Bok Financial Securities, Inc.
  Overland Park, KS
• 04/2010 → 11/2019
  Bank Of Oklahoma
  Tulsa, OK
• 04/2010 → 11/2019
  Bokf, Na
  Overland Park, KS
• 11/2019 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 11/2019 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2010-04-09 → 2019-12-05
  Bok Financial Securities, Inc.
  Overland Park, KS
• 2007-06-29 → 2009-03-03
  American Century Advisory Services, Inc.
  Kansas City, MO

Other Businesses

MARINER WEALTH ADVISORS, 5700 W 112TH STREET, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; DIRECTOR; START DATE 011/2019; 40 HRS/WK DURING SECURITIES TRADING HOURS. MSEC, LLC, 5700 W 112TH STREET, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; DIRECTOR; START DATE 011/2019; 40 HRS/WK DURING SECURITIES TRADING HOURS. JOYKC; Not investment related, Kansas City, MO, Non profit organization, Boar Member, Start date: 1/3/2025, 3 hours per month, 0 hours during trading hours, Serve on the board

Exams

• S66 Uniform Combined State Law Examination
  2001-03-15
• S63 Uniform Securities Agent State Law Examination
  1992-04-09

Other Names

• Michael S Dugan
• Michael Sean Dugan
• Michael Sean Dugan