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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-01
AR RA APPROVED 2019-04-17
  • TX RA
    APPROVED
    Since 2019-05-01
  • AR RA
    APPROVED
    Since 2019-04-17

Branch Locations

3945 N. Vantage Dr. Suite 3, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Asset Management Fayetteville AR 04/2006 04/2019
Raymond James & Associates, Inc Fayetteville AR 04/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Better Together Investments LLC Address: 15651 Goshen Tuttle Rd, Elkins, AR, 72727, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/21/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a small LLC designed for a lot purchase for "potential" business site in future in partnership with my current RJAS partners (2)Name of Business: The Buckley Group LLC Address: 15651 Goshen Tuttle Rd. WC 79, Elkins, AR, 72727, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: small real estate rental shared with my 2 sons. I'm member/partner and help with rental process

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-26
S63 Uniform Securities Agent State Law Examination 1996-12-18
  • S65 Uniform Investment Adviser Law Examination
    1999-05-26
  • S63 Uniform Securities Agent State Law Examination
    1996-12-18
Designations
Other Names
  • Jim Ed Summers
  • James Summers
  • Jim Summers

View on SEC IAPD

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