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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| TN | RA | APPROVED | 2014-02-03 |
Branch Locations
Spring Hill, TN • United States
2409 Lebanon Pike, Nashville, TN 37214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 01/2014 | Present |
| Region Sbank | Birmingham | AL | 01/2014 | Present |
| Cetera Investment Advisors Llc | Nashville | TN | 02/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 2004-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-08 |
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