Catherine Mary Keane

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-30

NY RA
APPROVED

Since 2021-03-30

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

Farmingdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Melville	NY	11/1991	Present
Tiaa-Cref Individual & Institutional Services, Llc	Melville	NY	11/1991	Present

11/1991 → Present

Tiaa

Melville, NY
11/1991 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Melville, NY

Other Businesses

RENTAL INCOME ON SECOND HOME POSITION: Co-Owner of Home NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 38 Merokee Place, Farmingdale NY 11735, United States DESCRIPTION: Rental Income on Second Home

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-29
S63	Uniform Securities Agent State Law Examination	1996-07-05

S65 Uniform Investment Adviser Law Examination

2021-03-29
S63 Uniform Securities Agent State Law Examination

1996-07-05

Other Names

Catherine M Keegan

View on SEC IAPD