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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Asheville | NC | 04/2013 | Present |
1)HEILMAN FAMILY IRREV LIFE INSURANCE TR / 422 FRANKLIN DRIVE BURNSVILLE,NC 28714 / TRUST/ INSURANCE & LIFE ASSURANCE / TRUSTEE ON MY MOM & DAD'S TRUST / TRUSTEE / DISTRIBUTION OF ASSETS IN EVENT OF PARENT'S DEATH / START DATE 4/2/2008. 2)NOTARY PUBLIC FOR NC / 422 FRANKLIN DRIVE BURNSVILLE,NC 28714 / NOTARY/ 41985 NON PROFIT /1 HR/MONTH / START DATE 10/16/2013 / END DATE 12/12/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-12 |
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