Karyn Sue Laughrun

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-06-06

NC RA
APPROVED

Since 2017-06-06

Branch Locations

Burnsville, NC • United States

138 Charlotte Street, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Asheville	NC	04/2013	Present

04/2013 → Present

Ubs Financial Services Inc.

Asheville, NC

Other Businesses

1)HEILMAN FAMILY IRREV LIFE INSURANCE TR / 422 FRANKLIN DRIVE BURNSVILLE,NC 28714 / TRUST/ INSURANCE & LIFE ASSURANCE / TRUSTEE ON MY MOM & DAD'S TRUST / TRUSTEE / DISTRIBUTION OF ASSETS IN EVENT OF PARENT'S DEATH / START DATE 4/2/2008. 2)NOTARY PUBLIC FOR NC / 422 FRANKLIN DRIVE BURNSVILLE,NC 28714 / NOTARY/ 41985 NON PROFIT /1 HR/MONTH / START DATE 10/16/2013 / END DATE 12/12/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-06
S63	Uniform Securities Agent State Law Examination	1995-06-12

S65 Uniform Investment Adviser Law Examination

2017-06-06
S63 Uniform Securities Agent State Law Examination

1995-06-12

Other Names

Karyn Sue Heilman

View on SEC IAPD