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Andrew Kerr Frank

Shelter Rock Management, LLC

Jericho, NY

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Current Employers
Shelter Rock Management, Llc

375 North Broadway Suite 207, Jericho, NY 11753 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
  • NY RA
    APPROVED
    Since 2021-07-22

Branch Locations

375 North Broadway Suite 207, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shelter Rock Management, Llc Jericho NY 09/2012 Present
Other Businesses

NAME: NATIONAL EMPLOYERS COUNCIL ADDRESS: 5795 Widewaters Pkwy SYRACUSE, NY 13214 POSITION: DIRECTOR START DATE: 9/7/04 HOURS: 10-15 HOURS/YEAR-NON DURING BUSINESS HOURS (EXCEPT FOR OFF DAYS) DUTIES: AS DIRECTOR I WILL HELP GUIDE THE COMPANY'S LONG RANGE STRATEGIES AND MARKETING EFFORTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-18
S63 Uniform Securities Agent State Law Examination 2010-08-19
  • S66 Uniform Combined State Law Examination
    2012-12-18
  • S63 Uniform Securities Agent State Law Examination
    2010-08-19
Other Names
  • Andy Frank

View on SEC IAPD

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