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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Johnston | RI | 03/2022 | 06/2023 |
| Wareham Public Schools | Wareham | MA | 12/2021 | 02/2022 |
| Jackson Hewitt | Plymouth | MA | 11/2021 | 12/2021 |
| Country Club Of New Bedford | North Dartmouth | MA | 09/2021 | 10/2021 |
| Falmouth Yacht Club | Falmouth | MA | 06/2021 | 08/2021 |
| Kittansett Golf Club | Marion | MA | 04/2021 | 05/2021 |
| Kittansett Golf Club | Marion | MA | 06/2020 | 11/2020 |
| Kittansett Golf Club | Marion | MA | 04/2019 | 11/2019 |
| The Wonderful Company | Los Angeles | CA | 01/2019 | 04/2019 |
| The Kittansett Golf Club | Marion | MA | 04/2018 | 11/2018 |
| Mercer | Norwood | MA | 07/2017 | 04/2018 |
| Healthcare Solutions | Plymouth | MA | 04/2017 | 07/2017 |
| The Union Club Of Boston | Boston | MA | 09/2012 | 04/2017 |
| Unemployed | Mattapoisett | MA | 11/2019 | 06/2020 |
| Unemployed | Mattapoisett | MA | 11/2020 | 03/2021 |
| Citizens Securities, Inc. | Johnston | RI | 06/2023 | 08/2024 |
| Citizens Securities, Inc. | Johnston | RI | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-06 |
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