Colette L Beaumont

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 07/2017
  First Trust Portfolios L.P.
  Lisle, IL
• 08/2017 → 10/2017
  Unemployed
  Lisle, IL
• 10/2017 → 09/2019
  Millennium Trust Company
  Oak Brook, IL
• 09/2019 → 08/2023
  Assetmark Brokerage, Llc
  Chicago, IL
• 09/2019 → 08/2023
  Assetmark Financial, Inc.
  Chicago, IL
• 08/2023 → 02/2024
  Oneamerica Securities
  Lisle, IL
• 02/2024 → 12/2024
  Potomac Fund Management
  Lisle, IL
• 12/2025 → Present
  Equitable Advisors, Llc
  New York, NY
• 12/2025 → Present
  Equitable
  Lisle, IL
• 01/2025 → 03/2025
  Walton Re Securities, Llc
  Scottsdale, AZ
• 03/2025 → 12/2025
  Unemployed
  Lisle, IL

Previous Registrations

• 2024-02-14 → 2024-12-20
  Potomac
  Lisle, IL
  Bethesda, MD
• 2023-08-11 → 2024-02-05
  Oneamerica Securities, Inc.
  Lisle, IL
  Indianapolis, IN
• 2019-11-27 → 2023-08-08
  Assetmark, Inc.
  Concord, CA
  Chicago, IL
• 2012-01-20 → 2017-07-18
  First Trust Advisors Lp
  Wheaton, IL
• 2000-03-13 → 2003-08-04
  Calamos Advisors Llc
  Naperville, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-31
• S63 Uniform Securities Agent State Law Examination
  2021-04-22

Other Names

• Colette Lenee Housh
• Colette Lenee Beaumont