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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-09-09
  • NJ RA
    APPROVED
    Since 2020-09-09

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1300 Route 73, Suite 201, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mount Laurel NJ 09/2007 Present
Private Advisor Group, Llc Morristown NJ 09/2020 Present
Previous Registrations
  • 2003-10-14 → 2007-10-04
    A. G. Edwards & Sons, Inc.
    Marlton, NJ
    Marlton, NJ
Other Businesses

1. 1/31/2013: DBA ONLY - LEWIS WEALTH MANAGEMENT, LLC - MOUNT LAUREL, NJ 2. 10/12/2022 - Private Advisor Group, LLC - DBA: Lewis Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 09/09/2020 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/12/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/09/2020 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-20
S63 Uniform Securities Agent State Law Examination 1992-02-05
  • S65 Uniform Investment Adviser Law Examination
    1992-04-20
  • S63 Uniform Securities Agent State Law Examination
    1992-02-05

View on SEC IAPD

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