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Beth Anne Stapp

LPl Financial LLC

Winter Park, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-25
  • FL RA
    APPROVED
    Since 2024-04-25

Branch Locations

1031 W Morse Blvd Ste 323, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Alpena MI 09/2016 02/2017
The Huntington National Bank Alpena MI 08/2016 12/2021
The Huntington Investment Company Alpena MI 02/2017 12/2021
Seacoast Bank Winter Park FL 06/2022 Present
Lpl Financial Llc Winter Park FL 06/2022 Present
Unemployed Winter Park FL 12/2021 05/2022
  • 09/2016 → 02/2017
    Lpl Financial, Llc
    Alpena, MI
  • 08/2016 → 12/2021
    The Huntington National Bank
    Alpena, MI
  • 02/2017 → 12/2021
    The Huntington Investment Company
    Alpena, MI
  • 06/2022 → Present
    Seacoast Bank
    Winter Park, FL
  • 06/2022 → Present
    Lpl Financial Llc
    Winter Park, FL
  • 12/2021 → 05/2022
    Unemployed
    Winter Park, FL
Other Businesses

1) 6/2022- Seacoast Investment Services- DBA for LPL Business (entity for LPL business)- inv. related-at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-23
S63 Uniform Securities Agent State Law Examination 2016-11-08
S65 Uniform Investment Adviser Law Examination 1994-04-26
  • S66 Uniform Combined State Law Examination
    2024-03-23
  • S63 Uniform Securities Agent State Law Examination
    2016-11-08
  • S65 Uniform Investment Adviser Law Examination
    1994-04-26
Other Names
  • Beth Anne Archer
  • Beth Archer
  • Beth Anne Lang
  • Beth Lang

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

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