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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1195 Washington Pike Ste 102, Bridgeville, PA 15017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Of Vermont Montpelier VT 01/2001 07/2021
Dsf Wealth Management Group Pittsburgh PA 06/2011 Present
Voya Financial Advisors Bridgeville PA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2001 → 07/2021
    National Life Of Vermont
    Montpelier, VT
  • 06/2011 → Present
    Dsf Wealth Management Group
    Pittsburgh, PA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Bridgeville, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1195 WASHINGTON PIKE STE 102; BRIDGEVILLE; PA; 15017; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/22/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:DSF Wealth Management Group LLC; Yes; 1195 WASHINGTON PIKE; PITTSBURGH; PA; 15017; DBA; partial owner, indepdent agent; 6/13/2011; 160; 160; Provide insurance and financial services to clients and prospects|NAME OF ENTITY:DENNIS R SPANGLER WEALTH GROUP LLC; No; 4034 TURNWOOD LANE; MOON TWP; PA; 15108; S-CORP; OWNER; 1/1/2018; 1; 0; TAX PURPOSE ONLY.|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-07
  • S63 Uniform Securities Agent State Law Examination
    1992-02-07
Designations
Other Names
  • Dennis R Spangler

View on SEC IAPD

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