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John Edward Miller

LPl Enterprise, LLC

Cockeysville, MD

Glen Allen, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-14
VA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

4860 Cox Road Suite 100, Glen Allen, VA 23060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Glen Allen VA 12/2003 Present
Pruco Securities, Llc. Glen Allen VA 12/2003 11/2024
Lpl Enterprise, Llc Glen Allen VA 11/2024 Present
Previous Registrations
  • 2004-01-03 → 2024-11-14
    Pruco Securities, Llc.
    North Bethesda, MD
    Glen Allen, VA
    Glen Allen, VA
    North Bethesda, MD
  • 2000-09-01 → 2002-09-12
    Morgan Keegan & Company, Llc
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-13
S63 Uniform Securities Agent State Law Examination 1992-03-18
  • S65 Uniform Investment Adviser Law Examination
    1996-06-13
  • S63 Uniform Securities Agent State Law Examination
    1992-03-18
Other Names
  • Ted Miller
  • John E Iii Miller

View on SEC IAPD

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Other Offices

TERRAIN CAPITAL MANAGEMENT, LLC · HUNT VALLEY, MD
TUFTON CAPITAL MANAGEMENT, LLC · HUNT VALLEY, MD
GSI FUNDS LLC · HUNT VALLEY, MD
MORGAN STANLEY · Hunt Valley, MD
LPL ENTERPRISE, LLC · HUNT VALLEY, MD
LPL ENTERPRISE, LLC · HUNT VALLEY, MD
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