Timothy Vincent Carboni

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Scotts Valley, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1997-07-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Menlo Park, CA
  Menlo Park, CA

Other Businesses

1.VRBO, or Rental; Investment related: Yes; Ben Lomond, CA (full address of rental property: 8100 Crown Drive, Ben Lomond CA 95005) ; rental property; Landlord(proprietor, partner, officer, director, employee, trustee, agent); Mar 2018; During business hours: 0; After business hours: 0.5; We have a little space that we would like to possibly VRBO in the spring or summertime, or rent out fulltime.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-08
• S63 Uniform Securities Agent State Law Examination
  1992-01-23

Other Names

• Timothy V Carboni