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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-08 |
Branch Locations
14755 Preston Road Suite 700, Dallas, TX 75254 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Anglin & Co. | Dallas | TX | 08/1986 | 06/2025 |
| Smith Anglin Financial, Llc | Dallas | TX | 08/2007 | 06/2025 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 08/2007 | 03/2019 |
| Hightower Advisors, Llc | Dallas | TX | 06/2025 | Present |
AFI Water Supply, LLC; Investment Related - No; Dallas, TX; xxx; LLC Member; Start Date - 07/2025; Approximately 0 hours per month with 0 hours during securities trading hours RDS Real Estate Investments LLC; Investment Related - No; Dallas, TX; xxx; LLC Member; Start Date - 07/2025; Approximately 1 hour per month with 0 hours during securities trading hours Georgetown Triple S Ltd & Georgetown S Cubed LLC; Investment Related - No; Dallas, TX; xxx; Partner; Start Date - 07/2025; Approximately 1 hour per month with 0 hours during securities trading hours AFI Royalty, LLC; Investment Related - No; Dallas, TX; LLC Member; Start Date - 07/2025; Approximately 1 - 2 hours per month with 0 hours during securities trading hours; Managing Member of LLC that invests in oil and gas properties and interests Steven W Anglin Inc; Investment Related - No; Dallas, TX; Owner; Start Date - 07/2025; Approximately 2 hours per month with 0 hours during securities trading hours; This is a C Corporation used to invest in family real estate partnerships
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-18 |
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