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Thomas Joseph Genera

Eagle Strategies LLC

Guilford, CT

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2000-08-21
  • CT RA
    APPROVED
    Since 2000-08-21

Branch Locations

66 River Street, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Fairfield CT 08/1981 Present
Nylife Securities Inc. Fairfield CT 11/1991 Present
  • 08/1981 → Present
    New York Life Insurance
    Fairfield, CT
  • 11/1991 → Present
    Nylife Securities Inc.
    Fairfield, CT
Other Businesses

APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-25
S63 Uniform Securities Agent State Law Examination 1992-03-19
  • S65 Uniform Investment Adviser Law Examination
    2000-05-25
  • S63 Uniform Securities Agent State Law Examination
    1992-03-19

View on SEC IAPD

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