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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Riverside | IL | 11/2009 | Present |
1. 11/06/09 - DBA HORIZON WEALTH MANAGEMENT, LLC. 2. 11/06/09 - DBA FRIEND INVESTMENT GROUP. 3. 2/6/2020 - FRIEND INVESTMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-02 |
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