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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-02-28 |
| IN | RA | APPROVED | 2018-12-14 |
| TX | RA | APPROVED | 2018-12-14 |
Branch Locations
115 W Washington Street Suite 1160 S, Indianapolis, IN 46204 • United States
Pawleys Island, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 11/2016 | 12/2018 |
| Wells Fargo Advisors Financial Network, Llc | Indianapolis | IN | 12/2018 | Present |
1. INACTIVE LAW LICENSE; NON INV RELATED; STATE OF INDIANA; NO BUSINESS. 2. INACTIVE CPA LICENSE; NON INV RELATED; STATE OF INDIANA; NO BUSINESS. 5. RENTAL PROPERTY, INV RELATED, PAWLEYS ISLAND, SC, 100% OWNERSHIP WITH SPOUSE, START 6/19/2017, 3 HOURS PER MONTH, ZERO DURING TRADING, OWNER. 6. EWF FINANCIAL LLC, INV RELATED, INDIANAPOLIS, IN, 100% OWNERSHIP, START 12/17/2018, 180 HOURS PER MONTH, 8 DURING TRADING, PERSONAL LLC FOR FINET PRACTICE. 7. FHT ADMINISTRATIVE SERVICES LLC, INV RELATED, INDIANAPOLIS, IN, 33.33% OWNERSHIP, START 12/17/2018, 160 HOURS PER MONTH, 8 DURING TRADING, MANAGE COMMON EXPENSES AND PAYROLL FOR THE JOINT LLC FOR FINET PRACTICE.; 8. CO-TRUSTEE FOR THE FHT ADMINISTRATIVE SERVICES, LLC 401K, INV RELATED, INDIANAPOLIS, IN, START: 3/1/2019, 3 HRS/MNTH, 3 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-18 |
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