Peter Anthony Bernardi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Lpl Financial, Llc
  Hanover, MA
• 10/2004 → Present
  New Century Investment Management, Llc
  Hanover, MA

Previous Registrations

• 2003-05-16 → 2004-07-01
  Quick & Reilly, Inc.
  Boston, MA
• 2000-07-02 → 2003-05-22
  Wells Fargo Clearing Services, Llc
  Boston, MA

Other Businesses

(1) 04/10/2009: NEW CENTURY INVESTMENT MANAGEMENT, LLC. - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (2) 08/03/2009: New Century Investment Management, LLC - Registered Investment Advisor - DBA: New Century Investment Management, LLC - INV REL - At Reported Business Location(s) - 10% Time Spent - I provide consulting services to 401(k) plans thorugh New Century Investment Management, an independent investement advisor firm. I started this business activity in March, 2009. I expect to spend approximately 10% of my time on this activity. Please see the advisory firm's Form ADV for more information about it's address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is seperate from and independent of LPL Financial. (3) 06/06/2011: South River Beach Club - Non-Profit Board Member - NOT INV REL - At Reported Business Location(s) - 1% Time Spent - Assistant Treasurer/Treasurer

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-08
• S63 Uniform Securities Agent State Law Examination
  1992-01-30

Other Names

• Peter A Bernardi
• Peter Bernardi