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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-08-27 |
| MO | RA | APPROVED | 2008-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | St. Louis | MO | 11/2007 | Present |
(1)Name of Business: Planning & Zoning Commission - City of Green Park, Missouri Address: Mueller Rd, Green Park, MO, 63123, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 03/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The commission reviews development plans and makes recommendations to the Board of Aldermen
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-20 |
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