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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-27 |
| FL | RA | APPROVED | 2007-08-21 |
| NJ | RA | APPROVED | 2007-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Florham Park | NJ | 08/2007 | Present |
1. Brooklyn Bowl; 61 Wythe Avenue Brooklyn NY 11249; bowling, restaurant, concert venue; event photographer; photographing a corporate event at the venue; 12/20/2018; 6.00 Hour(s) Per Quarter; not during securities trading hours; Not Investment-Related 2. The Rock and Roll Playhouse;104 West 29th Street 11th FL NY NY 10001; family concert series; event photographer; photograph concert event; 3/24/19; 1.5 hours per event; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-11 |
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