Kenneth Alan Spielman

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Stifel, Nicolaus & Company, Incorporated
  Florham Park, NJ

Previous Registrations

• 1999-07-08 → 2007-08-21
  Ryan Beck & Co.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

1. Brooklyn Bowl; 61 Wythe Avenue Brooklyn NY 11249; bowling, restaurant, concert venue; event photographer; photographing a corporate event at the venue; 12/20/2018; 6.00 Hour(s) Per Quarter; not during securities trading hours; Not Investment-Related 2. The Rock and Roll Playhouse;104 West 29th Street 11th FL NY NY 10001; family concert series; event photographer; photograph concert event; 3/24/19; 1.5 hours per event; not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-29
• S63 Uniform Securities Agent State Law Examination
  1992-11-11

Other Names

• Kenny Spielman
• Kenneth A Spielman