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Salvatore Stephen Aprile

Osaic Wealth, Inc.

Melville, NY

CRD 2197270

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-27
  • NY RA
    APPROVED
    Since 2021-05-27

Branch Locations

575 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Melville NY 08/2001 11/2018
Royal Alliance Associates, Inc. Commack NY 11/2018 Present
  • 08/2001 → 11/2018
    Signator Investors Inc
    Melville, NY
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Commack, NY
Other Businesses

1. ATLANTIC ADVISORS, LLC POSITION: IAR /VP NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/11/2015 ADDRESS: 575 BROADHOLLOW RD, Melville NY 11747, United States DESCRIPTION: Atlantic Advisors, LLC is a firm approved marketing name for financial services business solicitation? 2. SALVATORE APRILE - FIXED INSURANCE AGENT POSITION: insurance broker NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2015 ADDRESS: 575 BROADHOLLOW RD, Melville NY 11747, United States DESCRIPTION: sales and service for fixed insurance business

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-19
  • S63 Uniform Securities Agent State Law Examination
    1993-10-19
Other Names
  • Salvatore S Aprile

View on SEC IAPD

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