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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Melville | NY | 08/2001 | 11/2018 |
| Royal Alliance Associates, Inc. | Commack | NY | 11/2018 | Present |
1. ATLANTIC ADVISORS, LLC POSITION: IAR /VP NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/11/2015 ADDRESS: 575 BROADHOLLOW RD, Melville NY 11747, United States DESCRIPTION: Atlantic Advisors, LLC is a firm approved marketing name for financial services business solicitation? 2. SALVATORE APRILE - FIXED INSURANCE AGENT POSITION: insurance broker NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2015 ADDRESS: 575 BROADHOLLOW RD, Melville NY 11747, United States DESCRIPTION: sales and service for fixed insurance business
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-19 |
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