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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
CA RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2023-02-27
  • CA RA
    APPROVED
    Since 2022-12-09

Branch Locations

Mountain View, CA • United States

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Menlo Park CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
Other Businesses

GOLDEN HOUR VIDEO. MOUNTAIN VIEW, CA. OWNER. 12/2004. 20 HOURS PER MONTH - NONE DURING SECURITIES TRADING HOURS. COOPERATIVE ENLIGHTENMENT NOT INVESTMENT RELATED 162 PAUL AVE, MOUNTAIN VIEW, CA 94041 TEACHER AND AUTHOR ON THE TOPIC OF SPIRITUAL DEVELOPMENT PROPRIETOR/TEACHER/AUTHOR 2/1/09 10 HOURS PER MONTH, NONE DURING SECURITY TRADING HOURS. 5TH DIMENSION EVOLUTION - SPIRITUAL DEVELOPMENT TRAINING, ENERGY HEALING, AND THE CREATION/SALE OF RELATED BOOKS/PRODUCTS-162 PAUL AVE, MOUNTAIN VIEW, CA 94041- SOLE PROPRIETOR,TEACHING SPIRITUAL DEVELOPMENT, WRITING, ENERGY HEALING, PRODUCT DEVELOPMENT AND SALES- 30HOURS OUTSIDE BUSINESS HOURS, 0 DURING TRADING HOURS,0 SHARES HELD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-09
S63 Uniform Securities Agent State Law Examination 1998-10-16
  • S66 Uniform Combined State Law Examination
    2022-12-09
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16
Other Names
  • Betsy Meyer

View on SEC IAPD

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