David Venegas

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 10/2019
  Charles Schwab & Co., Inc.
  Chicago, IL
• 06/2016 → 10/2017
  Optionsxpress, Inc.
  Oak Brook, IL
• 10/2019 → 01/2022
  Fifth Third Bank
  Chicago, IL
• 10/2019 → 01/2022
  Fifth Third Securities
  Chicago, IL
• 01/2022 → 08/2022
  Citigroup
  Chicago, IL
• 05/2024 → Present
  The Colony Group, Llc
  Boston, MA
• 08/2022 → Present
  Interocean Capital Group, Llc
  Chicago, IL

Previous Registrations

• 2022-08-09 → 2024-07-30
  Interocean Capital
  Nashville, TN
  Chicago, IL
• 2022-01-14 → 2022-08-10
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Miami, FL
  Tinley Park, IL
• 2020-01-28 → 2022-01-18
  Fifth Third Securities, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Lincolnwood, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2020-01-28
• S63 Uniform Securities Agent State Law Examination
  1992-09-21

Other Names

• David Jason Venegas