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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2014-02-05 |
Branch Locations
800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States
Pound Ridge, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rye Brook | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 03/2020 | Present |
Business Ownership; JPM Management Goup LLC; ; I established an LLC with two other advisors solely for the purpose of signing a real estate lease for us to use for our offices, and to collect money for common charges such as copiers, faxes, phone, receptionist etc.; 800 Westchester Avenue Suite S-508Rye Brook NY 10573, ,; Not Investment-Related; 09/09/2013; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-28 |
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