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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2006-10-03 |
| CT | RA | APPROVED | 1992-07-28 |
Branch Locations
800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rye Brook | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 03/2020 | Present |
Business Ownership; JP-2C and Associates; ; LLC used as pass-through to manage office expenses.; 800 Westchester AvenueSuite508Rye Brook, NY 10573, ,; ; 08/05/2009; 1 to 9 hours per month; / JPM Management Group LLC; ; I established this LLC with two other advisors for the sole purpose of the payment of office rent and common shared expenses such as copiers, faxes, etc.; 800 Westchester AvenueSuite S-508Rye Brook, NY 10573, ,; Not Investment-Related; 09/09/2013; 1 to 9 hours per month; 1 to 9 during trading hours / LLB92; Co-owner; Manage Ameriprise Business; 800 Westchester Ave, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 07/27/2023; 40 to 59 hours per month; 60 during trading hours / LLB23; Co-owner; Manage Ameriprise Business; 800 Westchester Ave, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 07/27/2023; 40 to 59 hours per month; 60 during trading hours / L&A92; Owner; Manage Ameriprise Business; 800 Westchester Avenue, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours. Outside Employment; LLB92; Co-owner; Manage advisory business; 800 Westchester Avenue, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / LLB23; Co-owner; Manage advisory business; 800 Westchester Avenue, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours / L&A92; Owner; Manage advisory business; 800 Westchester Avenue, Suite S-508, Rye Brook, NY, 10573; Investment-Related; 01/01/2024; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-10 |
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