Best Investors Account Sign in

Lindsey E Morris

Ubs Financial Services Inc.

Westbrookville, NY

Weehawken, NJ

CRD 5012336

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-01
NJ RA APPROVED 2022-03-23
  • NY RA
    APPROVED
    Since 2022-04-01
  • NJ RA
    APPROVED
    Since 2022-03-23

Branch Locations

Westbrookville, NY • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Paramus NJ 06/2009 03/2022
Ubs Financial Services Inc. Weekhawken NJ 03/2022 Present
Previous Registrations
  • 2011-02-10 → 2022-03-29
    Morgan Stanley
    Philadelphia, PA
    Purchase, NY
    Paramus, NJ
    Paramus, NJ
    Short Hills, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-21
S63 Uniform Securities Agent State Law Examination 2006-05-12
  • S65 Uniform Investment Adviser Law Examination
    2007-05-21
  • S63 Uniform Securities Agent State Law Examination
    2006-05-12
Other Names
  • Lindsey E Molina

View on SEC IAPD

More in Westbrookville, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor