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Lisa Peng Miao Yi Wong

Equitable Advisors, LLC

Flushing, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

133-27 39Th Ave Unit Phs, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

DAVID J. LOUIS INSURANCE INC. PROPERTY INSURANCE, BROKER START DATE: 2003 1-3 HRS/MO $100 COMPENSATION VARIOUS INSURANCE BROKER CONTRACTS; Teaching Tai Chi, Young Israel of Forest Hills Senior League, 6807 Burns Street Forest Hills NY 11375, started 6/1/23, 4hr/mo.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-09
S63 Uniform Securities Agent State Law Examination 1992-05-29
  • S65 Uniform Investment Adviser Law Examination
    1999-10-09
  • S63 Uniform Securities Agent State Law Examination
    1992-05-29
Other Names
  • Miao Yi Wong

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