Michael Alan Melton

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Rbc Capital Markets, Llc
  Sarasota, FL

Previous Registrations

• 2009-06-01 → 2013-04-03
  Morgan Stanley
  San Diego, CA
  San Diego, CA
• 2003-07-16 → 2009-06-01
  Citigroup Global Markets Inc.
  San Diego, CA
  Chicago, IL
• 1998-07-30 → 2003-07-30
  Ubs Financial Services Inc.
  Vienna, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-20
• S63 Uniform Securities Agent State Law Examination
  1992-01-23

Other Names

• Michael A Melton