Debra Ann Gardi

Current Employers

Employment History

• 09/1994 → Present
  Gardi & Gardi Cpas Pa
  Sarasota, FL
• 07/1998 → 01/2019
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2003 → 01/2019
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2019 → Present
  Forum Financial Management
  Lombard, IL
• 01/2019 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2003-09-11 → 2019-01-23
  Cetera Investment Advisers Llc
  Sarasota, FL

Other Businesses

1) Florida Institute of Certified Public Accountants (FICPA); Not investment-related; 250 South Orange Ave. Suite 300P, Orlando, FL 32801; Professional organization for CPAs; Chapter Chair Person; 6/2022; 5 hours/month devoted; less than 5 hours during securities trading hours; Organize events for the chapter. 2) LDAD LLC; Not investment-related; 7061 South Tamiami Trail, Sarasota, FL 34231; Real estate; Owner & Partner; 1/2007; less than 5 hours/month devoted; less than 5 hours during securities trading hours; Real estate ownership. 3) Pursche Kaplan Sterling, Inc; Investment-related; 80 State Street, Albany NY 12207; Broker-Dealer; Registered Representative; 01/2019; Less than 5 hours/month; Less than 5 hours during securities trading hours; Direct mutual fund business. 4) GARDI & GARDI CPAS PA; Not investment-related; 7061 South Tamiami Trail, Sarasota, FL 34231; CPA Firm; Partner & CPS; 09/1994; 28 hours/month; 10 hours during securities trading hours; Prepare taxes for individuals and small businesses. Bookkeeping services and consult with clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-18
• S63 Uniform Securities Agent State Law Examination
  1992-01-21

Other Names

• Debra Ann Zuckerman