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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-03-28 |
| TX | RA | APPROVED_RES | 2022-03-21 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tagge & Rutherford Fin Group | Elkhorn | NE | 05/1995 | Present |
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 08/2020 |
| Lpl Financial, Llc | Omaha | NE | 08/2020 | 01/2022 |
| Integrity Alliance, Llc | Omaha | NE | 03/2022 | Present |
1. TR Financial; investment related; 15808 W. Dodge Rd, Suite 200, Omaha, NE 68818; DBA for securities; Managing Executive/Partner; 04/03/1995; 125 hours per month, 125 hours during securities hours; Managing Executive/Partner, Sales and Service. 2. 15808 W. Dodge Rd, LLC; not investment related;15808 W. Dodge Rd, Suite 200, Omaha, NE 68818; Real Estate Rental; Owner; 11/01/2017; 0 hours per month, 0hours during securities hours; office rental 3. Norvell Inc.; investment related; 15808 W. Dodge Rd, Suite 200, Omaha, NE 68818; individual LLC for business purposes; Owner; 04/03/1995; 125 hours per month; 125 hours during securities hours; owner of business LLC. 4. Insurance Agent; not investment related; 15808 W. Dodge Rd, Suite 200, Omaha, NE 68818; Insurance Agent; 01/01/2012; 2 hours per month, 2 hours during securities hours. Sales of Insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-03 |
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