Best Investors Account Sign in

Stanton John Jacobs

Ubs Financial Services Inc.

Knoxville, TN

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-01-22
TX RA APPROVED 2009-01-09
  • TN RA
    APPROVED
    Since 2009-01-22
  • TX RA
    APPROVED
    Since 2009-01-09

Branch Locations

608 Mabry Hood Road Suite 200, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Knoxville TN 01/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-01-20
    Morgan Stanley & Co. Llc
    Knoxville, TN
  • 2002-12-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Knoxville, TN
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-29
S63 Uniform Securities Agent State Law Examination 1992-02-18
  • S65 Uniform Investment Adviser Law Examination
    2003-04-29
  • S63 Uniform Securities Agent State Law Examination
    1992-02-18

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor