Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-06-25
  • OH RA
    APPROVED
    Since 2013-06-25

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Lebanon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 02/2011 Present
Fifth Third Securities Cincinnati OH 02/2013 Present
  • 02/2011 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 02/2013 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2009-08-04 → 2009-11-18
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2009-04-08 → 2009-06-03
    Investment Advisors International, Inc.
    Dayton, OH
Other Businesses

Home Depot - Lebanon, OH - retail some supplies - associate - 48 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-24
S63 Uniform Securities Agent State Law Examination 1992-01-17
  • S66 Uniform Combined State Law Examination
    2013-06-24
  • S63 Uniform Securities Agent State Law Examination
    1992-01-17
Other Names
  • Larry Wadie Farr

View on SEC IAPD

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor