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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-04-01
NC RA APPROVED 2011-01-04
NJ RA APPROVED 2010-12-20
DC RA APPROVED 2009-09-16
  • CA RA
    APPROVED
    Since 2011-04-01
  • NC RA
    APPROVED
    Since 2011-01-04
  • NJ RA
    APPROVED
    Since 2010-12-20
  • DC RA
    APPROVED
    Since 2009-09-16

Branch Locations

1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 08/2009 Present
Previous Registrations
  • 2009-06-01 → 2009-09-14
    Washington, DC
  • 2006-02-21 → 2009-06-01
    Washington, DC
    New York, NY
    Washington, DC
  • 1999-01-01 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-06
S63 Uniform Securities Agent State Law Examination 1996-05-09
  • S65 Uniform Investment Adviser Law Examination
    1997-03-06
  • S63 Uniform Securities Agent State Law Examination
    1996-05-09

View on SEC IAPD

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