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511 Maine Street, Quincy, IL 62301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-20 |
| IL | RA | APPROVED | 2013-09-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco Private Ledger) | Quincy | IL | 03/2000 | 10/2021 |
| O'COnnor Financial Group, Llc | Quincy | IL | 09/2013 | Present |
| O'COnnor Wealth Management | Quincy | IL | 07/1999 | Present |
1. 11/25/2011 - O'CONNOR INVESTMENT LTD - Business Entity For Tax/Investment Purposes Only * an account set up for the sole purpose of estate planning. * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 0% 2. 10/21/2013 - O'CONNOR FINANCIAL GROUP LLC A REGISTERED INVESTMENT ADVISOR - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - INVOLVES THE SALE OF LIFE, HEALTH, LONG TERM CARE, DISABILITY INSURANCE AND FIXED ANNUITIES. I HAVE SOLD INSURANCE FOR NEARLY 22 YEARS NOW FOR FINANCIAL PLANNING CLIENTS TO MEET THE INSURANCE NEED THAT IS UNCOVERED BY THE PLANNING PROCESS. 3. 2/19/2019 - 1TIM617 Properties LLC - Investment related - 511 Maine Street Quincy, IL 62301 - Business Entity For Tax/Investment Purposes Only - start date:03/04/2019 - 2 hrs/mo - Commercial Real Estate - Rental Income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-14 |
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