Erin Therese Dominick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2024-02-12
FL	RA	APPROVED	2024-02-08
LA	RA	APPROVED	2019-03-26
TX	RA	APPROVED_RES	2013-01-23
GA	RA	APPROVED	2004-08-25

AL RA
APPROVED

Since 2024-02-12
FL RA
APPROVED

Since 2024-02-08
LA RA
APPROVED

Since 2019-03-26
TX RA
APPROVED_RES

Since 2013-01-23
GA RA
APPROVED

Since 2004-08-25

Branch Locations

1022 W 23Rd St, Panama City, FL 32405 • United States

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

3674 Dauphin St, Mobile, AL 36608 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	11/1982	Present

11/1982 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-24

S66 Uniform Combined State Law Examination

2004-08-24

View on SEC IAPD