Ari P Paxinos

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-04-24
IL	RA	APPROVED	1998-09-21

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	08/1992	Present
Bank Of America, N.A.	Chicago	IL	07/2011	Present

08/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
07/2011 → Present

Bank Of America, N.A.

Chicago, IL

BROTHER RICE HIGH SCHOOL, BOARD MEMBER - NO ADDRESS. NO TIME DURING MARKET HOURS.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-11
S63	Uniform Securities Agent State Law Examination	1991-12-27

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