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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-09 |
| TX | RA | APPROVED_RES | 2022-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M.S. Howells & Co. | Scottsdale | AZ | 04/2016 | 07/2017 |
| First Financial Equity Corporation | Scottsdale | AZ | 07/2017 | 08/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | 07/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | 07/2021 |
| Unemployed | Scottsdale | AZ | 09/2019 | 09/2019 |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2022 | 05/2022 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 01/2022 | 05/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2022 | 05/2022 |
| Unemployed | Scottsdale | AZ | 08/2021 | 12/2021 |
| Lpl Financial Llc | Scottsdale | AZ | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 1998-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-21 |
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