Edwin Keith Richardson

Current Employers

Employment History

• 10/1991 → 11/2019
  H.D. Vest Investment Services (Now Avantax Inv. Services)
  Charlotte, NC
• 08/1994 → 11/2019
  H.D. Vest Advisory Services ((Now Avantax Advisory Services)
  Waxhaw, NC
• 06/2015 → 11/2019
  Hd Vest Insurance Agency Inc
  Irving, TX
• 05/2018 → 11/2019
  Hd Vest Insurance Agency, Llc
  Irving, TX
• 11/2019 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2001-12-31 → 2019-11-26
  Avantax Advisory Services
  Waxhaw, NC

Other Businesses

1)11/19/19- Keith Richardson Consulting LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Charlotte, NC - 160hrs/mth- 60% 2)11/19/19 Keith Richardson Consulting LLC- Tax Prep/Accounting/CPA- Owner/CPA- Inv. Related- Charlotte, NC - start date 8/1/2005- 80hrs/mth- 35% 3)11/19/19- Keith Richardson Consulting LLC- Non-Variable Insurance- Agent- Inv. Related- Charlotte, NC - start date 10/13/2016- 1hrs/mth- 5%. 4) 1/2/2020 - KRC Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2018 - 40 Hours Per Month During Securities Trading. 5) 3/30/2023 - THE ESTATE OF DONALD W RICHARDSON - Not Investment Related - Act in a Fiduciary Capacity - EXECUTOR - 10 Hours Per Month/1 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-01-28