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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-02-21
VI RA APPROVED 2017-04-18
TX RA APPROVED_RES 2017-03-30
MD RA APPROVED 2005-11-22
DC RA APPROVED 2005-11-21
  • VA RA
    APPROVED
    Since 2025-02-21
  • VI RA
    APPROVED
    Since 2017-04-18
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MD RA
    APPROVED
    Since 2005-11-22
  • DC RA
    APPROVED
    Since 2005-11-21

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Potomac, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Washington DC 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Washington, DC
Other Businesses

(1) SUPER LEADERS; ADDRESS: 1900 K STREET WASHINGTON, DC 20016; BUSINESS DESCRIPTION: KIDS CHARITY; NOT INVESTMENT RELATED; START DATE: 03/01/2005; CAPACITY: BOARD OF DIRECTORS; DUTIES: HELP FUND RAISE FOR THIS INNER CITY KIDS CHARITY; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0; (2) CAL RIPKEN SR. FOUNDATION; ADDRESS: 1427 CLARKVIEW RD. STE 100. BALTIMORE, MD 21209; BUSINESS DESCRIPTION: YOUTH MENTORING FOR HIGH-RISK KIDS; NOT INVESTMENT RELATED; START DATE: 01/01/18; CAPACITY: BOARD OF DIRECTORS; DUTIES: FUNDRAISING; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-03
S63 Uniform Securities Agent State Law Examination 1999-06-03
  • S66 Uniform Combined State Law Examination
    2005-11-03
  • S63 Uniform Securities Agent State Law Examination
    1999-06-03

View on SEC IAPD

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