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John Raymond Wucinski

Cetera Investment Advisers LLC

Dallas, TX

Dallas, TX

CRD 2195548

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

15400 Knoll Trail, Suite 109, Dallas, TX 75248 • United States

6220 Campbell Rd Ste 201, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Tax Dallas TX 11/1986 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/1986 → Present
    Texas Tax
    Dallas, TX
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

OFFER FIXED ANNUITIES. JOHN WUCINSKI, CPA, CFP: PERSONAL AND BUSINESS TAX PREPARATION, MONTHLY FINANCIALS, PAYROLL COMPILATION FOR CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-13
  • S63 Uniform Securities Agent State Law Examination
    1991-12-13
Designations
  • Certified Financial Planner

View on SEC IAPD

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