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Patrick James Rice

Mainstay Capital Management, LLC

Grand Blanc, MI

Troy, MI

CRD 2195463

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Employer firm

Mainstay Capital Management, LLC CRD 109528

$5.31B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mainstay Capital Management, Llc

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-08
  • MI RA
    APPROVED
    Since 2025-01-08

Branch Locations

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439 • United States

100 E. Big Beaver Road Suite 103, Troy, MI 48083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainstay Capital Management Grand Blanc MI 05/2005 Present
  • 05/2005 → Present
    Mainstay Capital Management
    Grand Blanc, MI
Previous Registrations
  • 2003-05-01 → 2005-06-02
    Tw Advisors
    Centerville, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-15
S65 Uniform Investment Adviser Law Examination 1991-11-14
  • S63 Uniform Securities Agent State Law Examination
    1992-05-15
  • S65 Uniform Investment Adviser Law Examination
    1991-11-14
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Patrick Rice

View on SEC IAPD

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