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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-04-01 |
| IN | RA | APPROVED | 2025-10-01 |
| SC | RA | APPROVED | 2023-03-13 |
| VT | RA | APPROVED | 2022-04-08 |
| TX | RA | APPROVED_RES | 2022-01-04 |
| NY | RA | APPROVED | 2021-04-16 |
| AZ | RA | APPROVED | 2021-01-27 |
| NC | RA | APPROVED | 2020-08-07 |
| PA | RA | APPROVED | 2013-03-13 |
| FL | RA | APPROVED | 2008-03-06 |
| CT | RA | APPROVED | 2003-05-08 |
| NJ | RA | APPROVED | 2003-02-25 |
Branch Locations
600 Parsippany Rd Suite 200, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Parsippany | NJ | 04/2014 | Present |
| Guardian Life Insurance Company | Parsippany | NJ | 04/2014 | Present |
1. Insurance other than Guardian long term care insurance, fixed annuities, group medical insurance, life insurance Start: 09/01/1996 Address: 600 Parsippany Road Parsippany, NJ 07054 2 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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