Eric Michael Dronen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-10-27
CO	RA	APPROVED	2010-03-12

TX RA
APPROVED_RES

Since 2022-10-27
CO RA
APPROVED

Since 2010-03-12

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	01/2007	Present

01/2007 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO

Previous Registrations

2005-05-17 → 2006-08-31

Arax Advisory Partners

Denver, CO

Other Businesses

TED Capital LLC; CFO/Vice President; START DATE: 02/10/2021; Centennial; CO; Duties will include analyzing investment property profit and loss for purchase consideration as a rental property; Generally less than 20 hours per month; Not investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-22
S63	Uniform Securities Agent State Law Examination	1992-01-07

S65 Uniform Investment Adviser Law Examination

2005-04-22
S63 Uniform Securities Agent State Law Examination

1992-01-07

Other Names

Eric Michael Dronen
Eric M Dronen

View on SEC IAPD