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Current Employers
Bridgewater Asset Management Llc

16150 Main Circle Drive Suite 210, Chesterfield, MO 63017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-19
MO RA APPROVED 2016-12-07
  • TX RA
    APPROVED_RES
    Since 2019-11-19
  • MO RA
    APPROVED
    Since 2016-12-07

Branch Locations

15480 Clayton Road Ste. 300, Ballwin, MO 63011 • United States

16150 Main Circle Drive Suite 210, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger) Chesterfield MO 05/2005 Present
Bridgewater Asset Management Llc(Dba:J.P. Griffard & Associates) Chesterfield MO 06/2016 Present
  • 05/2005 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger)
    Chesterfield, MO
  • 06/2016 → Present
    Bridgewater Asset Management Llc(Dba:J.P. Griffard & Associates)
    Chesterfield, MO
Previous Registrations
Other Businesses

1. 2/5/2018 - Bridgewater Asset Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/24/2018 - 150 Hours Per/6 Hours Month During Securities Trading. 2. 2/6/2018 - Bridgewater Asset Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/31/2018 - 150 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services thru Bridgewater Asset Management, LLC, an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 150 hours per month on this activity.Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/6/2018 - Bridgewater Asset Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Time Spent 100%. 4. 2/5/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/28/2020 - 5 Hours Per Month During Securities Trading. 5. 01/15/2026 - DuneRThang LLC - Real Estate Rental - Owner - Investment Related - Galveston, TX - Start Date 11/21/2025 - 10 hours per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-27
S63 Uniform Securities Agent State Law Examination 1991-12-24
  • S66 Uniform Combined State Law Examination
    2005-06-27
  • S63 Uniform Securities Agent State Law Examination
    1991-12-24
Designations

View on SEC IAPD

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