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16150 Main Circle Drive Suite 210, Chesterfield, MO 63017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-19 |
| MO | RA | APPROVED | 2016-12-07 |
Branch Locations
15480 Clayton Road Ste. 300, Ballwin, MO 63011 • United States
16150 Main Circle Drive Suite 210, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger) | Chesterfield | MO | 05/2005 | Present |
| Bridgewater Asset Management Llc(Dba:J.P. Griffard & Associates) | Chesterfield | MO | 06/2016 | Present |
1. 2/5/2018 - Bridgewater Asset Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/24/2018 - 150 Hours Per/6 Hours Month During Securities Trading. 2. 2/6/2018 - Bridgewater Asset Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/31/2018 - 150 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services thru Bridgewater Asset Management, LLC, an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 150 hours per month on this activity.Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/6/2018 - Bridgewater Asset Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Time Spent 100%. 4. 2/5/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/28/2020 - 5 Hours Per Month During Securities Trading. 5. 01/15/2026 - DuneRThang LLC - Real Estate Rental - Owner - Investment Related - Galveston, TX - Start Date 11/21/2025 - 10 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-24 |
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