Jesse Melvin Etter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial Llc
  Reynoldsburg, OH

Previous Registrations

• 2000-10-10 → 2012-12-18
  Pruco Securities, Llc.
  Columbus, OH
  Reynoldsburg, OH
  Reynoldsburg, OH
  Reynoldsburg, OH

Other Businesses

(1) 08/30/2013: JESSE ETTER FINANCIAL GROUP - INV REL - 1962 HAVERTON DR, REYNOLDSBURG, OH 43068 - NON-VARIABLE INSURANCE - 4% OF TIME SPENT - AGENT (2) 07/03/2014: NO BUSINESS NAME - NOT INV REL - 1962 HAVERTON DR, REYNOLDSBURG, OH 43068 - NOTARY PUBLIC - START 05/19/2014 - 1 HR/MO ALL DURING SECS TRDG HRS. (3) 11/11/2015: Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 11/12/2015 - 20 Hours Per Month During Securities Trading. (4) 02/21/2018 - Wealth Management by Jesse - Investment Related - At reported Business location(s) - DBA for LPL Business (entity for LPL business) - start date 02/06/2018 - 160 Hours per month / 130 Hours during securities trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-09-02
• S65 Uniform Investment Adviser Law Examination
  2000-09-26

Other Names

• Jesse Melvin Etter