Julie L Fielder

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2009-06-01

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Houston	TX	09/1997	Present
Morgan Stanley Smith Barney	Houston	TX	06/2009	Present

09/1997 → Present

Citigroup Global Markets Inc.

Houston, TX
06/2009 → Present

Morgan Stanley Smith Barney

Houston, TX

Previous Registrations

1999-05-03 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Other Businesses

1. 423548 - Color Street; Investment related - No; Clifton, New Jersey; Personal Care - Nail polish; Stylist (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 8; Sales/Marketing

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-26
S63	Uniform Securities Agent State Law Examination	1995-02-17

S66 Uniform Combined State Law Examination

2007-03-26
S63 Uniform Securities Agent State Law Examination

1995-02-17

Other Names

Julie Lynn Butterwick
Julie Lynn Fielder
Julie L Butterwick Fielder

View on SEC IAPD