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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-14
  • NC RA
    APPROVED
    Since 2023-12-14

Branch Locations

211 S. Jarvis Street Suite 104, Greenville, NC 27858 • United States

Winterville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 07/2008 01/2018
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Truist Greenville NC 07/2008 09/2023
Truist Investment Services, Inc. Greenville NC 02/2021 09/2023
Truist Advisory Services, Inc. Atlanta GA 02/2021 09/2023
Tiaa Greenville NC 11/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Greenville NC 11/2023 Present
  • 07/2008 → 01/2018
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 07/2008 → 09/2023
    Truist
    Greenville, NC
  • 02/2021 → 09/2023
    Truist Investment Services, Inc.
    Greenville, NC
  • 02/2021 → 09/2023
    Atlanta, GA
  • 11/2023 → Present
    Tiaa
    Greenville, NC
  • 11/2023 → Present
    Greenville, NC
Previous Registrations
  • 2021-02-17 → 2023-10-10
    Atlanta, GA
    Greenville, NC
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Greenville, NC
    Goldsboro, NC
    Charlotte, NC
    Goldsboro, NC
    Richmond, VA
  • 2008-07-01 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Goldsboro, NC
  • 2007-12-07 → 2008-06-13
    Raleigh, NC
    Kinston, NC
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-06
S63 Uniform Securities Agent State Law Examination 2005-10-07
  • S65 Uniform Investment Adviser Law Examination
    2007-12-06
  • S63 Uniform Securities Agent State Law Examination
    2005-10-07
Other Names
  • David Leigh
  • David Bryan Leigh
  • David B Leigh

View on SEC IAPD

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