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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-14 |
Branch Locations
211 S. Jarvis Street Suite 104, Greenville, NC 27858 • United States
Winterville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Charlotte | NC | 07/2008 | 01/2018 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Truist | Greenville | NC | 07/2008 | 09/2023 |
| Truist Investment Services, Inc. | Greenville | NC | 02/2021 | 09/2023 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 09/2023 |
| Tiaa | Greenville | NC | 11/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Greenville | NC | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-07 |
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